Job Description

Bank in Midtown, Manhattan is looking for a Vice President of Compliance!

Responsibilities:

• Working on the Compliance Risk Assessment, conducting initial reviews of policies and procedures when they are due for annual refresh, and maintaining the gifts and entertainment and outside business activity logs.
• Performs initial review of Business Unit responses for the Corporate Compliance Risk Assessment.
• Escalates all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer.
• Performs initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment.

Qualifications:

• Bachelor's Degree
• 4+ years working in corporate compliance at a bank
• 3+ years working in risk assessments at a bank

Job Tags

Similar Jobs